Newsletters
Antitrust and Trade Law Venue
Treble damages under Clayton Act
Initial Public Offerings & the Securities Act of 1933
An Introduction to the Securities Act of 1933
Investment Adviser Reporting Requirements
Investment advisers must file Form ADV with the Securities and Exchange Commission or with state offices for regulating securities. Investment advisers who manage $25 million or more in client assets must file the form and register with the Securities and Exchange Commission. Advisers managing smaller amounts of assets must file Form ADV with state securities regulators.
Whistleblowers Under the Safe Drinking Water Act
The Safe Drinking Water Act provides protection for whistleblower-employees who file claims under the statute.
Business & Corporate Entities> Corporations> Directors & Officers> Management Duties & Liabilities
(Sources of Document Retention Requirements)
